Financial services

A summary of the key points in the FCA’s Consultation Paper CP24/20 and its implications for payments and e-money firms.

In this issue we cover the latest FCA developments and guidance notes for the sector.

In this issue we cover the latest FCA developments and guidance notes for the sector.

In this article we explain why eMoney Institutions (EMI) and the Payment Service Regulations (PSR) require safeguarding audits to be conducted, and what is involved.

In this issue we cover the latest FCA developments and guidance notes for the sector.

In this issue we cover the latest FCA developments and guidance notes for the sector.

A handy 8-point checklist designed to help Payment and E-Money firms strengthen their compliance ahead of their safeguarding audit.

Answers to the common questions Payment and E-money firms ask regarding the annual safeguarding audit, which the Financial Conduct Authority (FCA) requires.

Since 2021, the Financial Conduct Authority (FCA) has required firms covered by The Payment Service Regulations and Electronic Money Regulations to have an annual safeguarding audit.

In this issue we cover the latest FCA proposals and consultations for the sector.

In this issue we cover the latest compliance and policy developments for the sector, plus the implications of fresh FCA guidance.

In this issue we cover the latest compliance and policy developments for the sector, plus the implications of fresh FCA guidance.

An overview of the tax treatment of offshore investment funds and the effect on UK investors when the fund applies for ‘offshore reporting fund’ status.

In this issue we cover the latest compliance and policy developments for the sector, plus the implications of fresh FCA guidance.

Some regulated businesses now face paying an annual charge as part of the Government’s drive to combat international financial crime through newly introduced anti-money laundering levy regulations.

In this bumper-packed issue we cover the latest compliance and policy developments, plus the implications of fresh FCA guidance.

In this issue we have a special on the New Prudential Regime - IFPR - covering its implications for investment firms and preparation considerations.

The latest on the New Prudential Regime, Long Term Investment Funds, The new Financial Services Act and more.

Delays in the New Prudential Regime and Senior Manager and Certification Regime, plus preparing for Brexit.

Common mistakes under the current rules and the proposed new rules to apply from April 2019