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Financial services

Changing the safeguarding regime for payments and e-money firms
December 4, 2024
A summary of the key points in the FCA’s Consultation Paper CP24/20 and its implications for payments and e-money firms.
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Financial Services Update – September 2024
September 16, 2024
In this issue we cover the latest FCA developments and guidance notes for the sector.
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Financial Services Update – May 2024
May 24, 2024
In this issue we cover the latest FCA developments and guidance notes for the sector.
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An Introduction to EMI and PSR Safeguarding Audits
April 12, 2024
In this article we explain why eMoney Institutions (EMI) and the Payment Service Regulations (PSR) require safeguarding audits to be conducted, and what is involved.
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Financial Services Update – December 2023
December 15, 2023
In this issue we cover the latest FCA developments and guidance notes for the sector.
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Financial Services Update – September 2023
September 12, 2023
In this issue we cover the latest FCA developments and guidance notes for the sector.
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An 8-point checklist to help Payment and E-money firms’ safeguarding audit compliance
June 6, 2023
A handy 8-point checklist designed to help Payment and E-Money firms strengthen their compliance ahead of their safeguarding audit.
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Payment and e-money firms’ safeguarding audits – common questions answered
June 5, 2023
Answers to the common questions Payment and E-money firms ask regarding the annual safeguarding audit, which the Financial Conduct Authority (FCA) requires.
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Payment and E-Money Firms Safeguarding Audit
June 2, 2023
Since 2021, the Financial Conduct Authority (FCA) has required firms covered by The Payment Service Regulations and Electronic Money Regulations to have an annual safeguarding audit.
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Financial Services Update – May 2023
May 18, 2023
In this issue we cover the latest FCA proposals and consultations for the sector.
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Financial Services Update – January 2023
January 11, 2023
In this issue we cover the latest compliance and policy developments for the sector, plus the implications of fresh FCA guidance.
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Financial Services Update – September 2022
September 2, 2022
In this issue we cover the latest compliance and policy developments for the sector, plus the implications of fresh FCA guidance.
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Offshore Reporting Funds
June 10, 2022
An overview of the tax treatment of offshore investment funds and the effect on UK investors when the fund applies for ‘offshore reporting fund’ status.
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Financial Services Update – June 2022
June 9, 2022
In this issue we cover the latest compliance and policy developments for the sector, plus the implications of fresh FCA guidance.
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Businesses set to pay money laundering levy
May 10, 2022
Some regulated businesses now face paying an annual charge as part of the Government’s drive to combat international financial crime through newly introduced anti-money laundering levy regulations.
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Financial Services Update – February 2022
February 16, 2022
In this bumper-packed issue we cover the latest compliance and policy developments, plus the implications of fresh FCA guidance.
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Financial Services Update September 2021
September 3, 2021
In this issue we have a special on the New Prudential Regime - IFPR - covering its implications for investment firms and preparation considerations.
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Financial Services Update May 2021
May 11, 2021
The latest on the New Prudential Regime, Long Term Investment Funds, The new Financial Services Act and more.
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Financial Services Update December 2020
December 15, 2020
Delays in the New Prudential Regime and Senior Manager and Certification Regime, plus preparing for Brexit.
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Solicitors Accounts Rules Update
June 14, 2018
Common mistakes under the current rules and the proposed new rules to apply from April 2019
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